Dashboards Play Key Role in Helping Advisers, Boards Digest Data
The information tool has evolved and become more critical over the years.
Advisers Push Risk Staff Closer to Portfolio Managers
Risk staff and portfolio managers are working closer together, a survey report finds.
15c’s Biggest Hurdle: Information [Video 4:28]How can boards distill the information they get during 15c review? [Transcript]
Q&A: SEC Commissioner Walter Discusses Upcoming Regulation, Board Oversight, Health
SEC commissioner Elisse Walter discusses money market fund regulation, derivatives and her personal battle with ovarian cancer.
Walter Feeling OK Despite Health Troubles [Video 1:04]Commissioner with cancer diagnosis expects to finish term and more. [Transcript]
Commissioner Reflects on First Year [Video 1:35]Elisse Walter answers the question: How would you characterize the last year? [Transcript]
Opinion: Governance Challenges for Directors in 2010
With the Supreme Court weighing in on the contract review process and discussions in Washington about the legislative changes, directors must be forgiven if they fear what these interesting times might bring in 2010, our guest columnist writes.
Top Risk Oversight Challenges in 2010: Liquidity, Tail Events
Heightened focus on risk will continue into the next year.
Industry News Roundup
SEC reopens public comment period for shareholder director nomination proposal; ICI to Congress: Beware of reform bill’s ‘adverse consequences'; redemption finally In sight for Reserve shareholders:
Fund Merger Performance Considerations [Video 3:57]Digging into drivers of performance may turn up single month that carries a fund. [Transcript]
SEC Enforcement, DIM 2010 [Video 2:40]Elisse Walter says it's not useful to measure enforcement in terms of number of actions. [Transcript]
A Holiday Wish From Our Executive Editor
Please read our annual holiday letter from Executive Editor, Gavin Daly.