Subpar Valuation a Top Compliance Failure to Avoid

By Julie Goodman July 13, 2010

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1	Control-Person Liability Claim Against Directors Goes Forward
2	The Hartford Moves Mutual Funds to External Subadviser
3	$1.2 Million Settlement Sheds Harsh Light on Dark Pools
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1	Control-Person Liability Claim Against Directors Goes Forward
2	$1.2 Million Settlement Sheds Harsh Light on Dark Pools
3	The Hartford Moves Mutual Funds to External Subadviser
4	Fund Boards Must Push for Full-Time Risk Chief
5	Morgan Stanley Pays to Settle SEC Fund-Fee Investigation

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4	Morgan Stanley Pays to Settle SEC Fund-Fee Investigation
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Subpar Valuation a Top Compliance Failure to Avoid

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